4/29/2029

Shareholder Activism in Asia Drives Global Total to Record High

Nikkei Asia (04/29/29) Shikata, Masayuki

Activist shareholders had their busiest year on record in 2024, with the Asia-Pacific region making up a fifth of campaigns worldwide, pushing some companies higher in the stock market and spurring others to consider going private. The worldwide tally of activist campaigns rose by six to 258, up by half from three years earlier, according to data from financial advisory Lazard. Campaigns in the Asia-Pacific tripled over that period to 57, growing about 30% on the year. Japan accounted for more than 60% of the regional total with 37, an all-time high. Activity is picking up this year as well in the run-up to general shareholders meetings in June. South Korea saw 14 campaigns, a jump of 10 from 2023. Critics say South Korean conglomerates are often controlled by minority investors that care too little about other shareholders. Australia and Hong Kong saw increases of one activist campaign each. North America made up half the global total, down from 60% in 2022 and 85% in 2014. Europe had 62 campaigns last year. The upswing in Japan has been fueled by the push for corporate governance reform since 2013 and the Tokyo Stock Exchange's 2023 call for companies to be more mindful of their share prices. The bourse has encouraged corporations to focus less on share buybacks and dividends than on steps for long-term growth, such as capital spending and the sale of unprofitable businesses. Demands for capital allocation to improve return on investment accounted for 51% of activist activity in Japan last year, significantly higher than the five-year average of 32%. U.S.-based Dalton Investments called on Japanese snack maker Ezaki Glico (2206) to amend its articles of incorporation to allow shareholder returns to be decided by investors as well, not just the board of directors. Though the proposal was rejected, it won more than 40% support, and Glico itself put forward a similar measure that was approved at the following general shareholders meeting in March. U.K.-based Palliser Capital took a stake last year in developer Tokyo Tatemono (8804) and argued that more efficient use of its capital, such as selling a cross-held stake in peer Hulic, would boost corporate value. Activist investors are increasingly seeking to lock in unrealized gains from rising land prices, reaping quick profits from property sales that can go toward dividends. Companies in the Tokyo Stock Exchange's broad Topix index had 25.88 trillion yen ($181 billion at current rates) in unrealized gains on property holdings at the end of March 2024, up about 20% from four years earlier. After buying into Mitsui Fudosan (8801) in 2024, U.S.-based Elliott Investment Management this year took a stake in Sumitomo Realty & Development (8830) and is expected to push for the developer to sell real estate holdings. This month, Dalton sent a letter to Fuji Media Holdings (4676), parent of Fuji Television, calling for it to spin off its real estate business and replace its board of directors. Activist campaigns have sparked share price rallies at some companies. Shares of elevator maker Fujitec (6406) were up roughly 80% from March 2023, when it dismissed Takakazu Uchiyama -- a member of the founding family -- as chairman under pressure from Oasis Management. The rise in demands from activists "creates a sense of tension among management, including at companies that don't receive such proposals," said Masatoshi Kikuchi, chief equity strategist at Mizuho Securities. Previously tight cross-shareholdings are being unwound, and reasonable proposals from minority investors are more likely to garner support from foreign shareholders. Some companies are going private to shield themselves from perceived pressure. Investments by buyout funds targeting mature companies in the Asia-Pacific were the highest in three years in 2024, according to Deloitte Touche Tohmatsu. Toyota Industries (6201) is considering going this route after facing pressure from investment funds last year to take steps such as dissolving a parent-child listing with a subsidiary and buying back more shares. Toyota Industries holds a 9% stake in Toyota Motor (7203). The automaker "may have proposed having [Toyota Industries] go private as a precautionary measure," said a source at an investment bank.

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1/16/2027

Dealmakers See More Retail Mergers and IPOs in 2026 After Tariffs Sidelined M&A Last Year

Reuters (01/16/27) Summerville, Abigail

Dealmakers predict an uptick in mergers and IPOs for retailers and consumer goods companies this year after punishing tariffs on imports to the United States had sidelined activity in the industry for the first half of 2025. Several national restaurant and convenience store chains are primed for IPOs, along with organic baby food company Once Upon a Farm, Hellman & Friedman-backed auto repair company Caliber Holdings, and Bob’s Discount Furniture, which is owned by Bain Capital, according to more than two dozen CEOs, M&A advisors and private equity investors who attended the ICR Conference in Orlando, Florida this week. “The number of high-quality companies that are in queue to go public in 2026 is higher than we’ve seen since 2021,” Ben Frost, Goldman Sachs' (GS) global co-head of the consumer retail group said in an interview. “The question is does that mean more will go public? If it does, private investors will see the ability to exit investments again (in a) regular way, which will help (private equity) activity.” Frost was one of the more than 3,000 attendees at the annual gathering, where executives from Walmart (WMT.O), Shake Shack (SHAK.N), and Jersey Mike’s were among presenters while bankers, lawyers and private equity investors spent much of their time brokering deals and landing clients behind the scenes. The upbeat mood was a marked shift from last spring after U.S. President Donald Trump's "Liberation Day" tariff announcements sent markets skidding and killed or stalled several consumer and retail deals. The second half of the year saw a resurgence in activity that brought with it several mega deals, including Kimberly-Clark’s (KMB.O) nearly $50 billion deal to buy Kenvue (KVUE.N), announced in November. "(Companies) are still really focused on growth and synergies. They’re looking at bigger deals than they’ve been willing to do for the last number of years. The back half of last year was the start of that,” Frost said. Kraft Heinz (KHC.O) announced in September it would split into two companies to unwind its 2015 merger, shortly after Keurig Dr Pepper (KDP.O) had agreed to buy JDE Peet’s for $18 billion with plans to split the coffee and non-coffee beverages into separate companies. In apparel, Gildan Activewear (GIL) bought Hanesbrands for $2.2 billion. Investors could also spur more deals and corporate breakups in the sectors, Audra Cohen, co-head of the consumer and retail group at law firm Sullivan & Cromwell, said in an interview at the conference. Corporate agitators have taken recent stakes in Lululemon Athletica (LULU.O) and Target (TGT.N), but aren't yet pushing for M&A. Lululemon hosted a morning yoga class and its management team met with analysts and investors at the conference. Meanwhile, private equity buyers are beating out companies for some deals, Manna Tree Partners co-founder Ellie Rubenstein told Reuters. Her firm sold its cottage cheese brand Good Culture to a larger consumer-focused firm L Catterton just last week. “A lot of these brands have gotten lost (inside big corporations) and the consumers don’t like it. You may see a lot of corporate carveouts this year,” Rubenstein told Reuters in an interview after her keynote address. She interviewed her billionaire father and Carlyle co-founder David Rubenstein, 76, on stage at the conference. The father-daughter pair contrasted their portfolios, pointing to Carlyle’s history of investing in fast food chains like McDonald's (MCD.N) and KFC Korea while Manna Tree saw big returns from investments in healthier food brands like pasture-raised egg producer Vital Farms (VITL.O) and Good Culture.

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8/14/2026

Commentary: Activists Are Giving British M&A Targets a Helpful Shove

Financial Times (08/14/26) Hughes, Jennifer

Jennifer Hughes, Financial Times columnist, says, "Whenever a company attracts a takeover or an activist, it’s a backhanded compliment. The implication is that it is either undervalued or not being run well, and often both. British bosses are getting more of this uninvited attention. Merger proposals targeting UK groups are already at an eight-year peak in 2026, according to Dealogic. EasyJet (LSE: EZJ), Schroders (LSE: SDR), Tate & Lyle (LSE: TATE), Segro (LSE: SGRO), and Intertek (LSE: ITRK) are among the trophies picked up by foreign buyers. But activism is rising too: the UK was the number-three destination for cage rattling investment firms in the first half of the year, after the United States and Japan, say Barclays (NYSE: BCS) analysts. UK companies in total accounted for two-fifths of Europe’s activist campaigns, according to Alvarez & Marsal. Are cut-price stocks the main draw? The FTSE 100 trades at just 13 times forecast earnings compared with 22 times for its transatlantic counterpart, the S&P 500. Compare the UK instead with the equal-weighted S&P 500 to reduce the dominance of huge tech companies such as Apple (NASDAQ: AAPL) and Nvidia (NASDAQ: NVDA), and the UK discount is in line with its average over the past two decades. Even among mid-caps — a sweet spot for buyers and activists alike — the FTSE 250’s discount to the U.S. Russell 2000 is only slightly below its typical gap. But where activists can potentially create value is by encouraging companies to cut along obvious dotted lines, or sell themselves at a premium to rivals that believe they can cut costs. That seems to be a growing part of the activist playbook. Calls for companies to put themselves on the block, in whole or in part, have made up a fifth of all activist demands across Europe this year, A&M reckons, compared with 8% in 2025. Sometimes, the call is loud. Think of Saba, the investment firm of hedge fund manager Weinstein, whose campaigns against Boaz undervalued UK investment trusts have toppled several boards. Others have done their agitating behind closed doors. Before UK logistics trust Segro was approached by U.S. peer Prologis (NYSE: PLD)— it accepted a £14 billion offer this month — activist Lauro Asset Management had suggested it at least spin off its data center unit. FTSE 100 testing company Intertek too, was encouraged by activists to rethink its future before private equity firm EQT swooped. A&M looked at more than 400 companies across Europe with a known activist holding of at least 1%, but where no public campaign had launched. It found that over two years, these undertook almost a third more disposals than the wider corporate population, and also a fifth fewer acquisitions. Behind the wave of UK M&A is a wave of activist deal instigators, whether they’re visible or not."

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8/12/2026

Starboard Predicted $9.1 Billion; Riot Delivered: Anthropic Lease Closes Activist Loop in Six Months

Tech Times (08/12/26) Parham, Adrian

On February 18, 2026, Starboard Value delivered a letter to Riot Platforms' (NASDAQ: RIOT) chief executive calling the company's 50-megawatt AMD lease "a proof of concept, not a transformation" and demanding that Riot pursue "highest-quality" investment-grade tenants from the frontier AI tier. Six months later, Riot announced a 20-year, $9.1 billion lease with exactly that caliber of tenant — with Bloomberg reporting on August 11 that the unnamed "leading frontier AI lab" is Anthropic, Anthropic confirmed as Riot tenant, the maker of Claude. The speed of execution has few documented parallels in the Bitcoin miner AI pivot. From investor demand to anchor lease in roughly 180 days, with a second, potentially larger deal already disclosed as a nonbinding letter of intent at Riot's 1-gigawatt Corsicana campus, the sequence reads less like a market coincidence than like a case study in activist investment delivered precisely on schedule. Starboard's February 2026 letter to Riot, addressed to CEO Jason Les and Executive Chairman Benjamin Yi, estimated that Riot's Corsicana and Rockdale campuses in Texas held $9 billion to $21 billion in potential equity value if monetized through AI and high-performance computing leases. At the time, Riot's market capitalization stood at roughly $6.3 billion and the stock traded around $15.49. The letter was direct: "time is of the essence," Starboard Managing Member Peter Feld wrote, pointing to competitors like Core Scientific and Hut 8 that had already locked up substantial AI contracts. Starboard's core argument rested on a technical observation: Riot held approximately 1.7 gigawatts of fully approved, energized power capacity across its two Texas campuses. That specific combination — approved grid interconnection plus physical infrastructure already drawing industrial-scale power — is what frontier AI labs need, and it has become dramatically harder to replicate since Starboard's letter identified the opportunity. A week before Riot's earnings release, Texas Gov. Greg Abbott issued a directive on August 3 pausing all new data center grid connections in the state until the Electric Reliability Council of Texas and the Public Utility Commission of Texas complete an audit of power and water usage, as Abbott's grid-connection pause directive made clear. The 474-gigawatt interconnection queue at that point totaled approximately 474 gigawatts of pending requests, with roughly 90% from data centers — more than five times the state's all-time peak electricity demand record of 85.5 gigawatts. Riot's Rockdale campus was not in that queue. Its interconnection is already approved and energized. That is now a structural competitive advantage that cannot be replicated by a greenfield competitor on any timeline measurable in years. The lease runs through June 2048 and covers 191 megawatts of critical IT capacity, structured as a build-to-suit Tier 3 data center at Riot's Rockdale campus, as Riot's Q2 2026 earnings release confirms. Two optional five-year extensions could raise the total potential contract value to approximately $16.1 billion. The deal is expected to generate between $7.3 billion and $8.2 billion in cumulative net operating income over the base term, or average annual NOI of $365 million to $411 million. Capacity delivery is structured in two phases: 96 megawatts is scheduled for December 2027, with the remaining 95 megawatts expected by June 2028, leveraging Rockdale's existing approved interconnection infrastructure. One critical detail absent from early media reporting: Riot has secured a $573 million interim financing facility from Morgan Stanley (NYSE: MS) to fund initial development costs while an investment-grade credit backstop is finalized. The interim loan is secured by the tenant, per Riot's own Q2 2026 disclosures. This two-step structure — bridge financing first, permanent project finance second — mirrors the financial playbook that former Bitcoin miner Hut 8 used at its Beacon Point campus, where a Baa2-rated non-recourse bond replaced construction debt once the lease was signed and Anthropic-class credit quality established. The deal makes this Riot's second signed lease at Rockdale, joining the earlier 50-megawatt AMD lease. Together, the two agreements cover 241 megawatts and are expected to generate approximately $9.8 billion in total contracted revenue. Compass Point analyst Michael Donovan described the result as "a two-tenant campus carrying $9.8 billion of contracted data center revenue." The underlying engineering logic is not complicated, but its implications are regularly understated in business reporting. A frontier AI data center is not meaningfully similar to a Bitcoin mining facility in terms of what happens inside — but it is nearly identical in terms of what it requires from the outside. Both operations run around the clock, drawing industrial-scale, continuous power from the grid. Both require large land footprints. Both need fiber connectivity and industrial cooling infrastructure. The decisive difference is the standard to which that power must be delivered. Bitcoin mining runs at effectively Tier 0 — interruptible, curtailable load that can pause when grid conditions require it. AI data centers require Tier 3 certification, which per the Uptime Institute Tier 3 standard means concurrent maintainability: redundant power and cooling paths, the ability to service any component without shutting down operations, and uptime of approximately 99.98%. A training run interrupted by a power event may corrupt hours of compute work; the contracted uptime SLA is a core part of the product an AI lab is buying. This distinction matters for understanding the engineering and capital requirements of the Riot-Anthropic deal. The existing Bitcoin mining hardware — application-specific integrated circuits (ASICs) running the SHA-256 algorithm — cannot be repurposed for GPU workloads; it will be stripped out or wound down. What transfers is the land, the substation, the grid interconnection, and the facility shell. What must be built from near-scratch at the Rockdale campus for Anthropic's use includes: liquid cooling infrastructure capable of handling rack densities in excess of 40 kilowatts (the NVIDIA (NASDAQ: NVDA) GB200 NVL72 rack design targets up to 142 kilowatts per rack, versus roughly 12 kilowatts for a typical enterprise rack); high-specification electrical distribution (switchgear, uninterruptible power supplies, generator backup); and InfiniBand or RoCE low-latency networking fabric required for multi-GPU training workloads. Riot's own Q2 earnings guidance placed total construction costs at approximately $11 million to $12 million per megawatt — implying a total buildout cost of roughly $2.2 billion for 191 megawatts — a figure confirmed by B. Riley's analyst note on the deal. That per-megawatt cost is higher than a simple retrofit of existing mining halls — because the Tier 3 specification, the cooling density, and the power redundancy requirements all start essentially from scratch. What the existing Rockdale infrastructure provides is not a shortcut to construction, but a shortcut through the most time-consuming and now-frozen part of the process: securing an approved grid interconnection in a state that has just paused all new connections. Building an equivalent greenfield campus would require years in the ERCOT interconnection queue — a queue that now numbers 474 gigawatts and is under a state-ordered audit with no clear timeline for resumption. Riot reported total Q2 2026 revenue of $174.2 million, a 14% increase from the $153.0 million posted in Q2 2025, according to Riot's Q2 2026 financial results. The data center segment generated $23.2 million of that total, comprising $4.9 million in operating lease revenue and $18.3 million in tenant fit-out services — the second quarter of meaningful data center segment revenue as AMD's initial 25-megawatt deployment converted to recurring billing. Bitcoin mining revenue fell to $113.7 million from $140.9 million in Q2 2025, driven by lower average Bitcoin prices and rising global network hash rate, partially offset by higher production volume. Engineering revenue rose to $37.3 million from $10.6 million in the year-ago quarter. The headline net loss of $237.2 million, or $0.68 per diluted share, compares to net income of $219.5 million in Q2 2025. The swing is almost entirely non-cash: depreciation and amortization of $97.8 million, impairment of property and equipment of $28.0 million, stock-based compensation of $35.6 million, and fair value adjustments on derivative power contracts of $8.4 million. Analysts largely set aside the net loss figure in favor of the contracted revenue pipeline. To fund the data center buildout, Riot has been systematically reducing its Bitcoin treasury, which fell from 15,680 BTC to 11,380 BTC during Q2. The company ended the quarter with approximately $1.2 billion in liquid assets — $548.9 million in cash and $666 million in Bitcoin at the June 30 market price of $58,527 per coin. Analyst price-target upgrades following the deal were swift. Bernstein raised its price target to $35 from $30 and maintained an Outperform rating, calling the contracts a clearer path to monetizing Riot's assets. Citi raised its target to $32 from $28 and kept a Buy rating, describing Q2 as "transformational." Piper Sandler moved to $25 from $23 with an Overweight rating. Cantor Fitzgerald raised to $30 from $23. RIOT shares gained approximately 20 to 26% in after-hours trading on August 11 after Bloomberg's identification of Anthropic, touching a high of $24.40, and held much of that gain into regular trading. The Rockdale agreement, large as it is, may not be the defining transaction in this story. Alongside the Anthropic lease, Riot disclosed on August 10 that it has signed a nonbinding letter of intent with a single prospective tenant for the entirety of its Corsicana campus. The Corsicana site holds 1 gigawatt of fully approved utility power and could support up to 756 megawatts of critical IT capacity. On the Q2 earnings call, CEO Jason Les characterized the Corsicana annual rent projection as potentially generating more than $1 billion in annual rent at full deployment — a figure that would exceed the $365 million to $411 million average annual NOI from the Anthropic deal, though negotiations remain subject to uncertainty and no binding lease has been signed. Cantor Fitzgerald's analyst noted in a research note that the Corsicana LOI represents potentially significant additional upside if Riot secures terms comparable to the Rockdale deal. Bernstein's price-target increase specifically cited both the Anthropic lease and the Corsicana LOI as key factors. Taken together, across Rockdale and Corsicana, Riot's total potential contracted and in-discussion AI data center revenue approaches or exceeds the $9 billion to $21 billion range that Starboard's February letter identified as the plausible valuation of the AI/HPC opportunity embedded in the company's Texas power assets. Starboard's February letter specifically named the January 2026 AMD lease as a "proof of concept" — important as a signal but insufficient as an execution outcome. What Starboard demanded was what Jason Les described on the August 10 earnings call as "two of the most important companies in the AI ecosystem" locked into Rockdale under combined contracts worth approximately $9.8 billion. The AMD deal itself continued to progress through Q2. Riot completed delivery of the final 20 megawatts of AMD's initial 25-megawatt deployment on time and on budget, converting it to recurring lease revenue. Construction is underway on AMD's 25-megawatt expansion, with a 10-megawatt Phase 3 targeted for November 2026 and a 15-megawatt Phase 4 for May 2027. The pattern of delivering an initial proof-of-concept lease, proving the build-out capability, and then securing a much larger anchor tenant from a leading frontier AI lab tracks exactly what Starboard's letter predicted. Riot's in-house development team — engineering and fabrication capabilities in Denver and Houston, backed by the company's capital-intensive vertical integration — was the operational infrastructure that made the delivery credible to Anthropic. The broader miner-to-AI pivot has accelerated sharply. Core Scientific now earns more than 83 cents of every revenue dollar from AI colocation. Hut 8's Beacon Point campus in Texas is fully contracted at $19.6 billion over 15 years. TeraWulf, IREN, Bitfarms, CleanSpark, and Applied Digital have each redirected capital toward AI hosting. CoinShares' 70% revenue forecast projected that AI and high-performance computing would represent approximately 70% of revenue for miners that had executed major colocation contracts by end-2026. Peer stocks rose roughly 2% — shares of IREN, Applied Digital, and TeraWulf each on August 11 — far below RIOT's 17 to 26% move — underscoring that the announcement was treated as a single-company event rather than a sector rerating. What makes Riot's position specifically unusual within this group is the combination: pre-approved power at scale in Texas during a state-ordered grid freeze, an investor campaign whose specific demands have been documented and confirmed by a definitive transaction, and a secondary campus under an LOI that could generate comparable or larger contracted revenue on its own. Whether the Rockdale campus can deliver what Anthropic needs will be tested through the build-out period extending to June 2028. The "build-to-suit Tier 3" contractual language places the construction obligation on Riot, with the Morgan Stanley $573 million bridge facility funding initial development while permanent project financing is arranged. A Tier 3 data center build-out of 191 megawatts — essentially from a stripped Bitcoin mining site to an AI-ready facility with liquid cooling, redundant power paths, high-density networking, and sub-100-millisecond switchover capability — is a substantial engineering undertaking. The December 2027 delivery target for Phase 1 is approximately 16 months away; any supply chain disruption to long-lead electrical equipment (substations, transformers, high-voltage switchgear) or delays in liquid cooling procurement could affect the timeline. That execution risk is the primary outstanding variable in what is otherwise a contract with strong financial terms. The broader implication of this deal — and of the Corsicana LOI beside it — is that the intersection of Bitcoin mining infrastructure and frontier AI compute has produced a new species of infrastructure company. Riot began as a Bitcoin miner. It may conclude its current chapter as one of the largest dedicated AI data center landlords in the United States, with a contracted revenue pipeline that Starboard's analysts could see clearly six months before the contracts were signed.

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8/11/2026

Cracker Barrel’s CEO Was Plotting a Turnaround—but Opened the Door to Her Own Exit

Wall Street Journal (08/11/26) Haddon, Heather; Vranica, Suzanne

After Cracker Barrel’s (CBRL) botched rebranding campaign kicked up a culture war-fueled maelstrom nearly a year ago, its board of directors huddled to consider options. Some directors asked Chief Executive Julie Masino if she was still up for managing a company through a controversy that even President Trump had weighed in on—and which had also threatened her own security, according to people familiar with the matter. Masino, who had overseen the rebranding, said she wanted to stick it out, the people said. Internally, she continued to project engagement in the turnaround effort. But the board also started exploring succession options. The controversy caused the company’s valuation to plunge and stirred up a longtime activist investor. Cracker Barrel directors decided they needed to identify candidates if Masino decided to bow out, or was pressured into an exit, the people said. Masino spent weeks personally fighting the activist’s and critics’ efforts to oust her, meeting with investors ahead of a November proxy vote. Shareholders voted around 75% of shares in favor of keeping Masino as CEO. But after the fall, Masino began to privately indicate that she was tiring of the fight, according to the people. While trying to position Cracker Barrel for the future, she had become the public face of its biggest controversy in years. The battle had carried on for months, and was wearing on her.

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8/7/2026

Wendy’s Slashes Dividend and Scraps Guidance as Nelson Peltz Applies the Pressure

Barron's (08/07/26) Tatananni, Mackenzie

Wendy’s (NASDAQ: WEN) pulled its full-year outlook on Friday and cut its annual dividend, citing declining customer traffic and shrinking franchisee profits. Wendy’s slashed its annual dividend payout to 28 cents a share, amounting to 7 cents a share each quarter, down from 14 cents. The fast food chain said its leadership was formulating a turnaround plan “including the optimal deployment of capital.” CEO Bob Wright, who was elevated to the company’s top role in May, said the company had identified five areas to drive the turnaround including rebuilding menus and improving the chain’s marketing. “Today we are clearly not performing at our potential,” Wright said. The updates came as Wendy’s reported a 7% decline in U.S. same-restaurant sales for the second quarter, driving a 6.5% drop in systemwide sales. Wall Street had expected a milder 4.7% decrease. Shares rose 1.7% on Friday as the benchmark S&P 500 index ticked up 0.2%. The stock was regaining ground following a sharp selloff on Thursday that saw shares fall 7.5% in the absence of obvious news. The second-quarter numbers beat expectations by a hair. Wendy’s posted adjusted earnings of 18 cents a share, ahead of analyst calls for 16 cents. Revenue ticked up 1.7% in the quarter to $570.6 million, narrowly beating Wall Street’s forecast of $557.1 million. The commentary surrounding the report is the latest sign of the fast-food chain’s deepening woes. Wright, the company’s former chief operating officer, departed in 2019 to lead Potbelly Sandwich Works (NASDAQ: PBPB) through its postpandemic recovery. He was appointed CEO of Wendy’s in May, ending a nearly year-long executive search. Wendy’s first teased a turnaround at the end of 2025, when it pledged to shutter around 300 of its underperforming U.S. restaurants. By the end of the first quarter, Wendy’s reported a net loss of 174 restaurants as part of its ongoing restructuring. The company also has faced pressure from Nelson Peltz, who noted in a securities filing in February that Wendy’s stock was undervalued. His investment firm, Trian Partners, first bought into Wendy’s in 2005 and spearheaded major changes including the spinoff of Tim Hortons into a stand-alone public company. In 2008, Peltz’s holding company, Triarc Cos., acquired Wendy’s in a $2.34 billion, all-stock deal and subsequently adopted the Wendy’s name. Peltz and Trian Partners hold a combined stake of over 24% in Wendy’s today, making them the largest shareholder. Peltz personally owns roughly 16%, while Trian holds 7.9%. The billionaire has disclosed ongoing discussions with Wendy’s leadership and shareholders regarding strategic transactions, saying he is exploring options to enhance shareholder value, which could include increasing his stake. Wendy’s management didn’t acknowledge the campaign on the earnings call Friday, though CEO Wright acknowledged execution had faltered. “When you have a strong brand and you have a strong culture, you have the opportunity to do something really special. It becomes a performance issue, and that’s what we’re facing,” Wright said. Management attributed the drop in foot traffic in the latest quarter to less discounting and the elimination of breakfast options at certain locations. But the issues run deeper, as Wendy’s grapples with consumer budget constraints, rising costs, and other issues facing the restaurant industry at large. Wendy’s shares have trailed behind the broader market this year, falling over 10% in 2026. The S&P 500 has gained 13% over the same period. Social media hype sent the stock sharply higher in late June, briefly framing Wendy’s as the next meme stock in the vein of GameStop (NYSE: GME) and AMC Entertainment (NYSE: AMC). That momentum didn’t last, however, and fundamental problems persist, including a multi-quarter sales slump. “Over time, we’ve drifted away from some of the standards that made Wendy’s distinctive,” Chief Financial Officer Steve Cirulis told analysts on Friday. “While we’ve maintained core practices in some areas, we’ve let cost and efficiency drive decisions that weaken that differentiation on value.” It remains to be seen whether the company’s new CEO can leverage his turnaround experience, or if Peltz’s intervention will bear fruit, but one thing is clear: Wendy’s is under pressure.

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8/6/2026

Nelson Peltz Put 42% of His Fund Into One Stock, Then Took the Whole Company Private

24/7 Wall St. (08/06/26) Ehsan, Omor

Nelson Peltz’s Trian Fund Management, alongside General Catalyst, closed its take-private acquisition of Janus Henderson (NYSE: JHG) on June 30, 2026, at roughly $52 a share and around $8 billion in total value. The vote that mattered came in April 2026, when shareholders overwhelmingly approved the deal. What makes this transaction interesting to a retirement investor is what Peltz did next. Trian first disclosed its stake in late 2020 and spent the following five years in constructive engagement pushing Janus Henderson toward the same thing every activist eventually wants from a subscale asset manager: consolidation, scale, cost discipline, and a re-rating. The re-rating never fully arrived in the public markets. So Peltz did the thing activists rarely do. He stopped trying to fix the company in public and bought it. The price he paid is the first tell. Peltz raised his own bid from $49 to roughly $52 to get the transaction across the line, agreeing to pay more than double where the stock traded when Trian first appeared. The second tell is bigger. Rather than accept cash for the position Trian had built, Peltz rolled 25,136,205 shares into Jupiter Topco LLC, the private acquisition vehicle. That is a doubling down at a higher basis, in an illiquid wrapper, with a longer time horizon. Janus Henderson finished the March quarter with roughly $480 billion in AUM, up 29% year over year, $690 million in Q1 2026 revenue, up 11%, and an adjusted operating margin of 31.5%. Long-horizon performance is respectable, with 66%, 67%, and 68% of AUM outperforming benchmarks on 3-, 5-, and 10-year windows. Short-term performance is the sore spot: only 37% of AUM is outperforming on a one-year basis, and performance fees turned negative by $7.1 million in the first quarter. Which is where the strategic logic gets interesting. Bloomberg reported Peltz plans an AI overhaul of the business, an expensive, multi-year, headcount-disruptive rebuild that quarterly earnings calls tend to punish. Active managers are being squeezed by passive flows and by clients who now expect model portfolios and separately managed accounts wired into their advisor tech stacks. Fixing that under public scrutiny means every restructuring charge becomes a bear-case bullet point. Doing it privately means the P&L can absorb the rebuild without a quarterly referendum. Janus Henderson delisted, the regular dividend was suspended, and earnings conference calls are being discontinued. Public shareholders received cash at $52, a price Peltz himself raised to secure. Anyone still holding JHG at the close received the exit Peltz declined to take. The transferable lesson is what an activist rolling equity, rather than cashing out, actually means. It says the public market was mispricing what he thought the franchise was worth, and that the value creation from here needs privacy to happen. For a retirement investor, the read-through is toward the rest of publicly traded active asset management. If a five-year insider believes the fix requires escaping the quarterly cycle, the firms still stuck inside that cycle- Janus Henderson finished 2025 with $56.5 billion in full-year net inflows and still could not get the re-rating- are the ones to examine skeptically, not to chase.

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8/3/2026

Activists Face Resistance in Japan After Years of Easy Pickings

Bloomberg (08/03/26) Sano, Hideyuki

Shareholder activists who have raked in profits in Japan over the past few years are moving into a challenging phase, as they tangle with less compliant companies and a more skeptical government. Investors continue to pile into Japan, the second-largest market for activism after the United States. Yet potential options that remain are often those that have shown little willingness to engage, making campaigns more difficult and reducing the likelihood of quick wins. Stocks held by activists underperformed the Topix index by an average four percentage points in the first seven months of the year, according to an analysis of holdings in more than 300 companies, ending a four-year outperformance streak. The ratio of winners among private equity investments has tumbled to about 36%, compared with almost three-quarters in 2022. Japan transformed itself into a mecca for activist investors in the early 2020s, tightening corporate governance rules to pressure companies to be more responsive to shareholders. Some firms were quick to offer share buybacks, higher dividends and other benefits, enabling activists and the investors who piggy-backed on their campaigns to line their coffers. That’s starting to change. “The first stage of corporate governance was relatively easy,” said Stephen Harget, a portfolio manager at Man Group. “It focused on companies with too much cash, too much cross-shareholdings or non-core assets, and that was where activists could have the biggest impact.” Examples abound of companies digging in their heels. A bid by Oasis for reform at Kao Corp (4452.T), a venerable maker of household supplies from detergent to skincare, has so far been rebuffed. The company’s stock has risen far less than the broader TOPIX index since Oasis launched its campaign in 2024. Utility Kansai Electric Power Co (9503.T) hasn’t publicly responded to Elliott’s September demands that it hive off non-core assets. Its shares have lost momentum and trade at 75% of book value, making it one of a shrinking pool of such firms. Valuations below the worth of a company’s net assets mean investors have serious doubts about its ability to generate profits, which is why this measure has been a primary focus of Japan’s governance reforms. “Companies still trading below book value are, in effect, the hard core,” said Masashi Akutsu, chief Japan equity strategist at BofA Securities. “They are not the kinds of companies that can easily be changed through outside pressure. Meanwhile, companies that have already improved are trying to build on those gains, which is hardly straightforward either.” The proportion of Topix companies trading below book value has fallen to about 34% from roughly half the market in 2022, reflecting both governance improvements and rising equity valuations. “As the largest activist funds are now in the tens of billions of dollars in size, they need to target larger companies where the upside may be less obvious than in smaller, less well known companies,” said investor James Halse of Senjin Capital. Activists have become part of the zeitgeist in Japan, helping to end the career of a popular TV presenter in a sexual assault scandal and tussling with the world’s biggest carmaker, Toyota Motor (7203.T), over minority shareholder rights. And their recent results may look comparatively poor partly because of the AI boom, which has bolstered the performance of indexes. “Activist investing has become a crowded trade,” said Yasuo Sakuma, president of Libra Investments. “As the number of players has increased and stock prices have risen broadly, opportunities to generate excess returns have narrowed.” Some companies have become more willing to engage with shareholders in general. They have drastically increased share buybacks in the past few years, in some cases without activist pressure. The share buyback yield, or the percentage of market value spent on repurchasing companies’ own stock, has risen to 1.46% for the Topix index, narrowing the gap with the S&P. “In the past, there was a strong expectation that activists could drive corporate reform through dialogue with management,” Daisuke Uchiyama, a senior strategist at Okasan Securities. “Today, however, shareholders are increasingly able to push for change through engagement without relying on activist investors.” Japanese executives generally acknowledge that activists play a positive role in maintaining corporate discipline, but there remains considerable antipathy toward some activists because of what are seen as high-handed and intrusive tactics, including threats of legal action. “When we speak with companies, we are hearing about pushback on activism,” said Man Group’s Harget. “They say they’re having to spend too much of their own time talking to activists rather than actually running their own business.” “While activism is a healthy part of public markets, we think it may have sort of reached at least a short-term peak in Japan,” he added. Some investors also see a subtle shift in the policy environment. Prime Minister Sanae Takaichi’s administration has repeatedly warned against short-termism and is considering changes to shareholder proposal rules and governance guidelines that place greater emphasis on long-term value creation. While many investors and analysts expect only limited changes in practice, they say the tone is less supportive of activist investing than during the previous phase of governance reform. “More funds are resorting to public campaigns using social media and traditional media to rally public opinion,” said Uchiyama of Okasan Securities. “That is another sign that activist investing is no longer as easy as it once was.” One such campaign, which included posters in major stations, was run by Oasis during Japan’s annual general shareholder meeting season in June. The slogan: “Good governance builds good companies.”

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